Privacy Policy
Privacy Policy Notice
Maintaining our clients' trust and confidence is our highest priority. We recognize that protecting their privacy and security is an important responsibility. That’s why we at Alpha Dog Advisors want you to understand how we protect your privacy when we collect and use information about you.
Privacy Policy Of Alpha Dog Advisors
We have adopted this policy in recognition of our important responsibility to protect the privacy and security of the personal information we obtain about our customers. We also know that we want you to be able to service you accurately and efficiently. To do so, we must collect and maintain your personal information. We want you to understand what information we collect and how we use and safeguard that information.
What Information We Collect
We collect certain nonpublic personal identifying information about you (such as your name, address, social security number, etc.) from information that you provide on applications or other forms as well as communications (electronic, telephone, written, or in person) with you or your authorized representatives (such as your attorney, accountant, etc.). We also collect information about your brokerage accounts and transactions (such as purchases, sales, account balances, inquiries, etc.).
What Information We Disclose
We do not disclose the nonpublic personal information we collect about our customers to anyone except (i) in furtherance of our business relationship with them and then only to those persons necessary to effect the transactions and provide the services that they authorize (such as broker-dealers, custodians, independent managers etc.); (ii) to persons assessing our compliance with industry standards (e.g., professional licensing authorities, etc.); (iii) our attorneys, accountants, and auditors; or (iv) as otherwise provided by law. We are permitted by law to disclose nonpublic personal information about you to governmental agencies and other third parties in certain circumstances (such as third parties that perform administrative or marketing services on our behalf or for joint marketing programs). These third parties are prohibited to use or share the information for any other purpose. If you decide to terminate our services or become an inactive customer, we will continue to follow our privacy policy, which we can change from time to time.
Security of Your Information
We restrict access to your nonpublic personal information to employees who need to know it to service your account. We maintain physical, electronic, and procedural safeguards that comply with applicable federal or state standards to protect it.
Changes to our Privacy Policy or Relationship with You
Our policy about obtaining and disclosing information may change from time to time. We will provide you with notice of any material change to this policy before we implement the change.